Nebraska Department of Banking & Finance
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The Department of Banking was created by Nebraska legislators to regulate state-chartered banks and other financial industries within the state. In 1939, regulation of state securities laws was also placed under the jurisdiction of the Department of Banking. Today, the Nebraska Department of Banking and Finance regulates and supervises various financial industries on behalf of the State of Nebraska and its residents. Community Development Investment (CDI) Through investment in organizations and projects, state-chartered banks can help further community improvements and economic development. Nebraska's Wildcard law enables banks to select either state or federal guidelines. Get more informationInterpretative Opinion No. 26: Use of Certifications and Designations in Advertising by Investment Adviser Representatives and Broker-Dealer Agents (Amended 3/26/08) The Nebraska Department of Banking and Finance, Bureau of Securities issues an interpretative opinion regarding the use of designations in advertising by investment adviser representatives and broker-dealer agents. The list of designations will be reviewed for possible additions by May 30, 2008. Read Interpretative Opinion & Approved Designations Sign up to receive notification when updates are made to Interpretative Opinion No. 26 Subscribe me News |
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 Dave Heineman
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Nebraska Department of Banking and Finance © 2004
All Rights Reserved
Nebraska Department of Banking and Finance © 2004
All Rights Reserved