Official Nebraska Government Website
Nebraska Department of Banking and Finance; Images from Nebraska banknotes issued in the 1800s.
blue background
blue curve graphic
Home     Site Map     Contact Us 
spacer graphic

Broker Dealers & Broker Dealer Agents

Forms & Publications
Broker Dealer Forms
Publications

General Information
Broker Dealer vs. Investment Adviser
Broker Dealer Regulation
NASD Broker Check
Complaint Process

Regulation & Licensing
Summary of Nebraska Broker-Dealer Registration Requirements (PDF)
Broker Dealer Firm and Agent Registration Information
Broker Dealer Firm and Agent Renewal Information

Legal Resources
Agency Rules/Administrative Code
Agency Actions/Administrative Orders
Broker Dealer Statutes
Unicameral State Statutes Search

Industry Resources
Regulatory & Community Links
Continuing Education Resources

News & Press Releases
News
Press Releases
Nebraska Public Meeting Calendar
NebAnnounce

Regulatory Staff
Office Staff

underline