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Securities Act of Nebraska
Chapter 8, Article 11
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This law should not be considered the official version, although we attempt to keep it updated and accurate. It is placed on our web site for your reference and convenience only. For an official version, please visit the Nebraska Unicameral site at www.unicam.state.ne.us. To print a complete pdf version without annotations or a complete source click here.
| 8-1101. | Terms, defined. |
| 8-1102. | Fraudulent and other prohibited practices. |
| 8-1103. | Broker-dealers, issuer-dealers, agents, investment advisers, and investment adviser representatives; registration; procedure; exceptions; conditions; renewal; fees; accounts and other records; revocation or withdrawal of registration; when. |
| 8-1103.01. | Repealed. Laws 2003. LB 217, s. 50. |
| 8-1104. | Registration of securities; exceptions. |
| 8-1105. | Registration by notification. |
| 8-1106. | Registration by coordination. |
| 8-1107. | Registration by qualification. |
| 8-1108. | Registration of securities; requirements; fees; effective date; reports; director, powers. |
| 8-1108.01. | Securities; sale without registration; cease and desist order; fine; hearing. |
| 8-1108.02. | Federal covered security; filing; director; powers; sales; requirements. |
| 8-1108.03. | Federal covered security; filing fee; notice; open-end management company, face-amount certificate company, or unit investment trust; issue indefinite amount of securities; when. |
| 8-1109. | Registration of securities; denial, suspension, or revocation; grounds. |
| 8-1109.01. | Registration of securities; denial, suspension, revocation; additional grounds. |
| 8-1109.02. | Registration of securities; order of denial, suspension, or revocation; notice; request for hearing; modification of order. |
| 8-1110. | Securities exempt from registration. |
| 8-1111. | Transactions exempt from registration. |
| 8-1112. | Registrant; subject to personal jurisdiction. |
| 8-1113. | False or misleading filings; unlawful. |
| 8-1114. | Unlawful representation concerning merits of registration or exemption. |
| 8-1115. | Investigations; subpoena; director; powers. |
| 8-1116. | Violations; injunction; receiver; appointment. |
| 8-1117. | Violations; penalty. |
| 8-1118. | Violations; damages; statute of limitations. |
| 8-1119. | Appeal; procedure. |
| 8-1120. | Administration of act; Director of Banking and Finance; powers and duties; use of information for personal benefit prohibited; Securities Act Cash Fund; created; use; investment; document filed, when. |
| 8-1121. | Exemption or exception; burden of proof. |
| 8-1122. | Act; how construed. |
| 8-1122.01. | Federal limits rejected. |
| 8-1123. | Act, how cited. |
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